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Stephen R.
Kaufman, M.D.
Murry J. Cohen, M.D.
Steve Simmons
ANIMAL
EXPERIMENTATION consumes much of the funding
for research aimed at addressing the AIDS epidemic.
The Medical Research Modernization Committee (MRMC) has
identified fundamental scientific problems with animal
experimentation in general1 and AIDS-related
animal experimentation in particular.2 MRMC's
booklet A Critical Look at Animal
Experimentation
explains animal experimentation's inherent
flaws; offers political and social reasons for the
continued support
of animal experimentation by
the government, medical centers,
and the research establishment;
and discusses relevant
and reliable research
methods.1
According to a 1996 Office of AIDS Research
report that received considerable media attention,
projects "inappropriately"
designated as AIDS research
have received "a substantial proportion" of National
Institutes of Health (NIH) funds earmarked for fighting
AIDS.3 Grant-hungry researchers have also
depleted AIDS research funds by performing highly dubious
animal experiments.
Since nonhuman animals do not
get AIDS in nature, animal experimentation
involves artificially inducing in nonhuman animals
conditions that mimic
AIDS in some ways but differ
fundamentally in others.
Chimpanzees
Chimpanzees
are the only nonhuman animals
with a healthy immune system who
can be infected with HIV-1, the
cause of most cases of AIDS.
Of approximately a hundred
chimpanzees infected with HIV-1
over a ten year period, only
two have become sick.
The experimenters have thus far
failed to inform the public how closely the
disease states of these two chimpanzees resemble human
AIDS. In any case, many AIDS researchers do acknowledge
that chimpanzees are unsuitable for AIDS
study because they rarely develop a disease after HIV
infection, when they do it is only after a considerable
length of time,
and they belong to an
endangered species.
In
AIDS-related research, chimpanzees have been used mainly in
vaccine studies that
can yield unreliable results.
Unlike the human immune system,
that of chimpanzees shows
little antibody- or cell-mediated response to
HIV-1.4 Further, chimpanzees differ from humans in their
immune system ratios of T4 to T8
lymphocytes,5 a disparity that makes chimpanzees'
immune response to HIV-1 infection virtually
uninterpretable in human terms.6 As James Stott and
Neil Almond warn, vaccine studies in chimpanzees may be
totally inapplicable to humans: first, chimpanzees are too
scarce for use in numbers
sufficient to provide
statistically significant results; second, AIDS-related
experiments on chimpanzees employ
laboratory-adapted
strains of HIV-1 that differ
from the naturally incurring [sic] virus; third,
HIV-1's more limited replication in chimpanzees
may make successful vaccination against the virus far
easier in chimpanzees than in humans.7 Studies
of people who have remained AIDS-free despite chronic
HIV infection8 are far more likely to reveal means of enhancing
human resistance
to HIV than are experiments on
chimpanzees.
Another factor that undermines the validity of
AIDS-related research on
chimpanzees is the stress
suffered by these sensitive, intelligent, and highly social
animals from isolation, a barren laboratory environment, human
handling, and inadequate living space. This
laboratory-induced stress alters immune response and
confounds the data.9
If
we have learned anything from AIDS-related experimentation
on chimpanzees,
it is that even subtle
differences in
immune system function can
profoundly influence the course
and response to treatment of
infectious diseases.
Monkeys
The various simian immunodeficiency virus
(SIV) strains do not appear
to cause illness in their
natural monkey hosts -- either in the laboratory or in
nature. However, they may cause
immunodeficiency
diseases in other monkey
species who are artificially infected in the laboratory, such
as sooty mangabey SIV infecting rhesus
monkeys. All strains of SIV differ markedly from
HIV-1. Some SIV strains, however, resemble
HIV-2,10 which causes a less aggressive immunodeficiency
syndrome in humans than HIV-1
and is responsible for far
fewer cases of AIDS.
In
a recent review of AIDS-related animal
experimentation,
Ann Lewis and Philip Johnson
argue that SIV studies can
elucidate HIV-1's mechanisms of
infection.11 However, since SIV
differs significantly from
HIV-1, and infects monkeys rather than
humans, the mechanisms of SIV and HIV-1 infection most
probably differ
substantially. Not
surprisingly, our understanding of AIDS pathology and
pathogenesis has
derived from studies of human
AIDS patients.12
Lewis and Johnson also claim that researchers
can effectively use
SIV to test for anti-HIV-1
vaccines and therapies.11 However, they
themselves note a critical problem with using
SIV for AIDS vaccine research -- humans with AIDS
produce antibodies against the
V3 loop portion of a particular
glycoprotein found on HIV's
outer covering, but
SIV-infected monkeys do not.
(Monkeys infected with chimeric
viruses composed of
an SIV core and outer covering
containing HIV-1 glycoproteins
have shown only low levels of
those viruses without disease.11) Also, SIV
researcher Ronald Desrosiers acknowledges that
SIV test results "vary greatly according to the strain
of virus used for challenge."13 Since results from
different SIV strains
cannot be reliably extrapolated
to one another,
how can SIV findings be
extrapolated to the substantially different HIV-1?
Michael Wyand concludes that AIDS-related
animal experimentation has
"played a small role" in the
development of anti-AIDS drugs and
vaccines. Wyand observes that candidate
antivirals have been initially screened in isolated proteins,
cells, and tissues,
and those judged safe based on
these in vitro tests have proceeded directly to human
testing with "little supportive efficacy
data" from animal experimentation. One reason for
animal experimentation's meager role in this
process, Wyand notes, is a general lack of faith that any
"animal model"
has predictive value regarding
HIV infection in humans.14
Cats
As Bennett and Hart note, feline
immunodeficiency virus (FIV) is "more closely
related" to non-primate lentiviruses (that infect horses,
sheep and cows) than to HIV.15 Whereas HIV
infection occurs
through binding to the CD4 cell
receptor, FIV infects
by way of the CD9 cell
receptor. While naturally acquired FIV infection causes
many cats to become immunodeficient, FIV infection
induced in the laboratory apparently does
not.11 Most likely, FIV requires concurrent
infections--those found in household cats but absent in
the artificial laboratory environment--to cause
immunodeficiency.
Mice
Mice with severe combined
immunodeficiency (SCIDtm) lack functioning T and
B lymphocytes (necessary for a functional immune
system), and therefore their immune systems will not reject
transplanted human immune cells, including those infected with
HIV-1. Even with transplanted human immune cells,
however, these SCIDtm
mice do not have a standard human immune system, for
such a system would identify the mouse's tissues as foreign,
and attack and destroy them. SCIDtm mice with transplanted
human immune cells infected with HIV-1
do not develop an AIDS-like disease from the virus,
which shows only limited replication within their
bodies.16,17 After seven years of experimentation with
SCIDtm mice, Lewis and
Johnson note, "The potential
use of this model is not yet fully
established."11
Conclusion
The 1996 report by the NIH Office of AIDS
Research (OAR) recommends
basic research to more fully
identify AIDS pathogenesis,
HIV gene-coded products and
their functions, possible means
of interrupting HIV's life
cycle, humans' immune response
to HIV infection, the
mechanisms underlying opportunistic
infections and malignancies, and the biological and
behavioral aspects of HIV transmission.3 Unfortunately, the
report endorses
animal experimentation as one
means of obtaining this relevant
information, an endorsement that is
unwarranted.
Considering the OAR's recommendations,
human-based research is far
more likely than animal
experimentation to produce findings about HIV and how it
infects humans. To date,
critical insights into AIDS
disease mechanisms and therapy
have derived exclusively from
in-vitro and in-vivo studies of humans. In contrast, animals
infected with various immunodeficiency viruses consistently
fail to faithfully reproduce the human AIDS syndrome.
Regarding treatment of HIV infection, anti-AIDS
drugs have been detected
in studies using cultured human
tissue.18 Similarly, opportunistic infections and
malignancies commonly found in AIDS patients
differ from those afflicting animals with other
immunodeficiency syndromes.
Therefore,
research on opportunistic diseases found in nonhuman
animals cannot explain
why many AIDS patients suffer
from Pneumocystis pneumonia
or Kaposi's sarcoma.
Regarding AIDS vaccine research, studies of
nonhuman immunodeficiency
diseases are likely to remain
unproductive. Researchers should
instead study HIV-positive
humans who remain free of AIDS.
Finally, improved understanding
of the behavioral aspects of
AIDS transmission necessarily
requires sociological and
epidemiological research on
humans.
In
its extensive reviews of AIDS-related animal experiments,
the MRMC has identified fundamental scientific flaws in
all experiments analyzed, and no evidence that these
experiments have significantly advanced AIDS prevention or
treatment. All species differ in their immune and other
systems, and even subtle differences among them can result in
major consequences.
Humans are far more susceptible
to HIV-1 than any other
animal.
Stott and Almond comment that we can know which
animal "model"
is best only "when we
understand the pathogenesis of AIDS, and when we have
vaccines and therapies that prevent it."7 This statement
captures the fundamental pointlessness of animal
experimentation; the validity of animal data can
be measured only by comparison with already-obtained
human data. The existence of the human data, however, renders
the animal data superfluous.
Despite its generous
funding, AIDS-related animal experimentation has been
unproductive, and there is no reason to believe it will prove to
be any more valuable in the
future.
1. A Critical Look at Animal Experimentation. New
York, Medical Research Modernization Committee, 1995. See
also MRMC's monograph series, Perspectives on Medical
Research.
2. Committee on Animal Models in Biomedical Research.
Aping Science: A Critical Analysis of Research at the
Yerkes Regional Primate Research Center. New York, MRMC,
1995.
3. Report of the NIH AIDS Research Program Evaluation
Working Group of the Office of AIDS Research Advisory
Council. Washington, DC, Office of AIDS Research, March 13,
1996.
4. Ferrari G, Ottinger J, Place C, Nigida SM Jr, Arthur
LO, Weinhold KJ. The impact of HIV-1 infection on phenotypic
and functional parameters of cellular immunity in
chimpanzees. AIDS Research and Human Retroviruses
1993;9:647-656.
5. Nara P, Hatch W, Kessler J, Kelliher J, Carter S. The
biology of human immunodeficiency virus-1 IIIB infection in
the chimpanzee: In vivo and in vitro correlations.
Journal of Medical Primatology 1989;35:343-355.
6. Karzon DT, Bolognesi DP, Koff WC. Development of a
vaccine for the prevention of AIDS, a critical appraisal.
Vaccine 1992;10:1039-1052.
7. Stott J, Almond N. Assessing animal models of AIDS.
Nature Medicine 1995;1:295-297.
8. Baltimore D. Lessons from people with nonprogressive
HIV infection. New England Journal of Medicine
1994;332:259-260.
9. Barnard N, Hou S. Inherent stress: The tough life in
lab routine. Lab Animal Sept 1988, pp 21-27.
10. Simon F, Matheron S, Tamalet C, et al. Cellular and
plasma viral load in patients infected with HIV-2.
AIDS 1993;7:1411-1417.
11. Lewis AD, Johnson PR. Developing animal models for
AIDS research_progress and problems. Trends in
Biotechnology 1995;13:142-150.
12. DeVita VT Jr, Hellman S, Rosenberg SA. AIDS
Etiology, Diagnosis, Treatment, and Prevention, 3rd
Edition. Philadelphia, JB Lippincott, 1992. Although the
authors do not explicitly state that animal experimentation
has failed to contribute to understanding or treatment of
AIDS, their detailed review of AIDS-related research clearly
demonstrates that human clinical investigation has played
the primary role.
13. Desrosiers RC. Non-human primate models for AIDS
vaccines. AIDS 1995;9(suppl A):S137-S141.
14. Wyand MS. The use of SIV-infected rhesus monkeys for
the preclinical evaluation of AIDS drugs and vaccines.
AIDS Research and Human Retroviruses 1992;8:349-356.
15. Bennett M, Hart CA. Feline immunodeficiency virus
infection_a model for HIV and AIDS? Journal of Medical
Microbiology 1995;42:233-236.
16. Gardner MB, Luciw PA. Animal models of AIDS. FASEB
Journal 1989;3:2593-2602.
17. Klotman PE, Rappaport J, Ray P, et al. Transgenic
models of HIV-1. AIDS 1995;9:313-324.
18. Mitsuya H, Broder S. Strategies for antiviral therapy
in AIDS. Nature 1987;325:773-778.
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