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Murry J. Cohen, M.D.
Stephen R. Kaufman, M.D.
Brandon P. Reines, M.D.
Introduction
Because animal experimentation receives the largest share
of federal biomedical research funding, the Committee on
Animal Models in Biomedical Research (CAMBR) has
attempted to determine animal experimentation's actual
relevance and value to medical discovery. Previous
research has indicated that the method has serious
inherent limitations and often yields misleading
results.
Animal
research advocates claim that animal models can serve as
reliable models of human conditions, permitting invasive
studies in "controlled" laboratory environments. However
this control is largely illusory, because interspecies
differences in anatomy and physiology, differences in
cause and course between natural human disease and
artificially induced nonhuman pathology, and stress
experienced by animals in laboratories invariably alter
research results. Only human clinical investigation is
inherently reliable. No theory about humans can be
genuinely tested using nonhuman animals.
Interspecies
differences preclude applying results derived in one
animal species to another. In the area of behavior, for
example, each species' behavior reflects social,
physiological, and psychological factors unique to that
species, and observations about one species' behavior
cannot be reliably applied to another.
The
same applies to interspecies differences of a biological
nature. For example, toxicity and nutritional requirement
experiments in rats cannot be applied to humans because,
unlike humans, rats are physiologically unable to vomit
toxins, have no gall bladders and therefore digest fats
differently, manufacture their own vitamin C, obtain
vitamin D by licking their fur, and absorb iron
differently from humans.
Differences
in cause and course between natural human disease and
artificially induced nonhuman pathology also preclude
accurately generalizing results. For example, the
multiple, complex, and chronic pathologies that result in
human stroke vary significantly from the experimental
method of simply tying off an artery in nonhuman animals.
Human colon cancer, which develops spontaneously and
gradually, is very different from chemically induced
experimental colon cancer of rats. Unlike human colon
cancers, these rat colon cancers usually involve multiple
primary lesions, arise from normal colon tissue, effect
the small intestines, kill by bowel obstruction, and do
not metastasize. Humans and nonhuman animals are not
merely interchangeable machines.
Common
experimental manipulations, such as food and water
deprivation, prolonged immobilization, and invasive
surgical procedures, profoundly alter metabolic,
immunologic, and other parameters. Furthermore, there is
also stress inherent in the laboratory environment, such
as caging, social disruption, restraint, transport, and
repeated handling, which undermines research results.
These factors prevent applying results to free-living
members of the same species, much less to humans.
Recognizing
(but rarely openly acknowledging) the problems inherent
in animal experimentation, animal researchers
nevertheless claim that experimentation on monkeys and
apes carries more validity because of our close kinship
with other primates. But, is "close kinship" sufficient
to overcome the many difficulties with animal
research?
To
help answer this question, the CAMBR evaluated the
clinical relevance and impact of research at the Yerkes
Regional Primate Research Center, an affiliate of Emory
University, in Atlanta, Georgia. The nations's oldest of
seven primate centers, Yerkes receives about $13 million
per year in federal funding. The Center houses over three
thousand primates, and, with about 200 chimpanzees, is
the only center to conduct experiments on our closest
relatives, the great apes.
Primate Research and Medical
History
As depicted by animal research advocates, medical
history is replete with major contributions from
experimentation on monkeys and apes. A review of two
"discoveries" often attributed to experimentation on
nonhuman primates--the discovery of the polio vaccine and
the importance of maternal affection in an infant's
psychological and social development--reveals how medical
history has been distorted.
The
use of rhesus monkeys in polio research as "models" of
the human disease immediately distorted the research.
Although polio can paralyze both humans and monkeys,
experimentally induced polio in monkeys differs in
important respects from human polio. The monkey disease
is primarily a neurological illness, whereas observations
of humans prior to the monkey experiments suggested
(correctly) that polio began as a gastrointestinal
disease. The leading animal model, in which monkeys were
infected via the nose, therefore contradicted this human
finding. Nevertheless, researchers continued to trust the
monkey "model," conceiving polio as a neurological
disease. Because it was considered too unsafe to develop
vaccines from neural tissue, vaccine development was
retarded until John Enders and his colleagues, on the
basis of human experimental data, grew polio virus in
human intestinal tissue. Dr. Albert Sabin himself
believed that "the work on prevention [of paralytic
polio] was long delayed by an erroneous conception of
the nature of the human disease based on misleading
experimental models of the disease in monkeys."
Maternal
deprivation experiments have involved separating infant
monkeys from their mothers and rearing them with
"surrogate" mothers made of wire and cloth or with
"monster mothers" who abuse them. Other protocols have
included partial isolation in wire cages or total
isolation in "pits" or "wells of despair." While
researchers repeatedly claim that these nonhuman primate
experiments "prove" that maternal love and affection are
necessary for healthy psychosocial development, this was
well known from preceding studies of human infants who
experienced maternal deprivation. Although researchers
continue to manipulate nearly every conceivable variable,
such as length of separation or caging parameters,
Stephen Suomi, one of the major practitioners of this
method, has acknowledged, "Most monkey data that readily
generalize to humans have not uncovered new facts about
human behavior; rather, they have only verified
principles that have already been formulated from
previous human data. . . To date the monkey data have
added little to knowledge of human mother-infant
interactions."
Those
who experiment on nonhuman primates have grossly
exaggerated the role of nonhuman-primate studies in
medical progress and significantly minimized the
misleading data that results.
Review of Yerkes Primate
Experiments
Behavior
Yerkes researchers claim that their studies of monkey and
ape behavior provide insights into human mental
development and behavior. For example, having found that
captive chimpanzees do not teach gestures acquired in
adulthood to their offspring, Yerkes researchers
extrapolated this finding to both free-living chimpanzees
and humans. Free-living chimpanzees, however, often do
teach gestures to their offspring--including behaviors
regarding food preferences and tool making and use.
Captive chimpanzees might not do so because unnatural
laboratory conditions impose intellectual and social
deprivation.
Yerkes
researchers also hypothesize that the ability to learn
and use communicative symbols is genetically based in
humans, but not chimpanzees. They suggest that human
children with learning disabilities might, like
chimpanzees, lack the necessary genetic material. This
conclusion is totally unwarranted. Chimpanzees did not
stop evolving millions of years ago; rather, they have
continued to evolve physical and social attributes to
serve particular survival needs in particular
environments. Gleanings from captive chimpanzees cannot
elucidate human learning disabilities.
AIDS
A large proportion of available AIDS research funds has
supported experimentation on nonhuman primates, yet the
approach is replete with shortcomings. The most widely
used "models" of AIDS at Yerkes and other primate centers
are monkeys infected with different strains of simian
immunodeficiency virus (SIV). However, all SIVs differ
markedly from the principle AIDS-related immunodeficiency
virus (HIV-1). Also, monkey immunoregulatory responses to
SIVs fundamentally differ from human response to HIV-1.
Finally, clinical features of AIDS and SIV-induced
illness differ.
Contrary
to claims by Yerkes officials, Yerkes researchers cannot
determine whether HIV can be transmitted via breast milk
by studying SIV transmission in monkeys. Major
differences exist between SIV and HIV transmission. For
example, in utero transmission occurs only rarely with
SIV but frequently with HIV, making application of SIV
transmission findings to humans problematic.
Yerkes
researchers have also infected chimpanzees with HIV in an
attempt to study "AIDS" in nonhumans. However, it has
been exceedingly difficult to make chimpanzees sick from
HIV infection. Although many HIV researchers concede that
HIV-infected chimpanzees cannot serve as reliably
"models" for humans with AIDS, Yerkes researchers
continue to study HIV resistance in chimpanzees in an
attempt to uncover methods of inducing HIV resistance in
humans. Studies of people who have remained AIDS-free
despite chronic HIV infection are far more relevant.
Moreover,
experimentation on chimpanzees is poorly equipped to test
potential AIDS vaccines. Federal regulators have
sometimes waived animal-testing requirements when a
potential vaccine or drug has appeared particularly
useful. To effectively combat AIDS, we must better
understand the mechanisms of HIV transmission in humans,
the disease's natural history, and humans' immunological
response to HIV. Improved understanding requires studies
of humans who develop and resist illness after exposure
to HIV.
Vision
Most Yerkes vision research involves disrupting normal
visual development in nonhuman primates during a critical
period of their youth, causing permanent vision loss.
Much of the information sought in such research could be
safely and accurately obtained with non-invasive imaging
technologies and autopsy studies of humans.
Yerkes
researchers induce vision loss by sewing animals' eyelids
shut, removing their natural lenses, or surgically
misaligning their eyes. Yerkes officials claim that
studies of artificially induced vision loss have
uncovered therapies for reversing vision loss, but these
therapies have actually derived from clinical studies
involving human children.
Reproduction
Investigations into reproductive physiology have been a
Yerkes mainstay, although the "models" are often
obviously inapplicable to understanding human sexuality.
Consider, for example, Yerkes research involving the
effects of oral contraceptives (OCs) on chimpanzee
sexuality. Unlike human females, chimpanzee females do
not pair monogamously with males, are not sexually
receptive throughout their estrous cycle, have external
genitalia much more responsive to changes in sex hormone
levels, becomes more sexually attractive to chimpanzee
males due to genital swelling, and, through their
nakedness and quadrupedal position, exhibit their
genitalia for male inspection.
A
similarly unsound research program involves creating
experimental endometriosis in nonhuman primates through
surgical interventions, a mechanism that differs
considerably from the spontaneous endometriosis found in
women. The results of hormonal treatment of the
artificially induced "endometriosis" in monkeys cannot
guide treatment of human endometriosis. In fact, prior to
Yerkes' experiments, clinicians had already recognized
the effectiveness of hormone treatment of human
endometriosis. Because the Yerkes findings cannot be
reliably extrapolated to natural disease processes in
humans, they have at times duplicated and at times
contradicted clinical findings in humans.
Yerkes
research with experimental "osteoporosis" illustrates how
expediency often takes priority over good science. While
aged female monkeys do spontaneously develop
osteoporosis, there has been little research to determine
whether this is a valid model for human bone loss. To
avoid the cost of raising monkeys to old age, Yerkes
researchers used drugs to suppress ovarian function in
young females, which promoted bone loss. Given that
osteoporosis reflects chronic bone use, posture, and a
wide range of hormonal effects, using young human women
with ovarian suppression as a model for osteoporosis in
the elderly would be unsound. It makes even less sense to
extrapolate findings in young monkeys to old
women.
Parkinson's Disease
(PD)
Yerkes' claim that its research has been central to PD
treatment is unwarranted. Yerkes' monkey "model" of PD,
which involves acute exposure of a young monkey to a
chemical that damages specific brain areas, cannot be
compared with the enigmatic spontaneous and gradual
deterioration of the substantia nigra found in the brains
of older humans with PD. Despite the superficial
similarity between the two conditions, there are
significant differences in location of brain damage and
microscopic features of damaged cells.
Atherosclerosis
Another Yerkes research focus is studying atherosclerotic
vessel pathology, such as coronary artery disease, in
baboons. However, the artificial thrombus (clot) produced
in the baboon differs from the naturally occurring human
atherosclerotic plaque in that the baboon
disease:
- 1. develops over the course of
one hour rather than years
- 2. forms in normal blood-vessel
walls rather than the damaged arterial walls found
in humans
- 3. involves clots comprised of
only blood components
Evidently recognizing the obvious
incongruity between their model and human arterial
plaques, Yerkes researchers have, at times, claimed that
their model is analogous to a "venous-type thrombus."
But, the baboon thrombus develops much more rapidly than
human ones and forms in an artery-vein shunt that
resembles an artery more than a vein. Use of such shunts
is not a reliable way to discover agents that prevent
blood clots in human veins.
Periodontitis
Prostaglandins are chemicals produced by the body
that incite pain and inflammation. Observations in humans
have linked local increases in prostaglandin
concentration with periodontitis and loss of tooth
attachment. In accord with these findings, Yerkes
researchers found that drugs blocking prostaglandin
formation reduced experimentally induced periodontitis in
monkeys. However, the experimental periodontitis was
caused by placing a tie around the tooth base. In
contrast, human periodontitis typically develops slowly,
is promoted by such factors as inadequate dental care and
poor dietary habits (such as excessive sugar intake), and
does not involve foreign bodies. The animal model does
not, therefore, mirror human periodontal disease and is
unlikely to generate new, clinically useful hypotheses.
Primate Research
Risks
Viral Epidemics
Inadvertent human exposure to lethal
nonhuman-primate viruses during experimental procedures
could initiate devastating epidemics. For example,
hundreds of millions of people were innoculated with a
polio vaccine contaminated with the simian virus SV40,
and this population has experienced a higher than normal
rate of certain tumors. Similarly, HIV and hepatitis B
likely came from human exposure to chimpanzees, perhaps
in their capture or use for research.
There
is no way to test for unknown viruses, and viruses hidden
in nonhuman-primate DNA could have fatal consequences for
humans. Already the virulent herpes-family "B" monkey
viruses have infected at least twenty-five people
associated with nonhuman-primate research, killing 16 of
them. There is also reason to fear Ebola viruses, which
have been responsible for two outbreaks in central Africa
that have killed hundreds.
Social Risks
Because many people see monkeys and apes as
"almost human" but lacking human social conventions,
researchers often assert that nonhuman primates can model
"human nature." Repeatedly, distorted notions and
caricatures of nonhuman primate "behavior" have been
perniciously used to defend racism and sexism as
"natural." For example, a top government research
official recently drew parallels between violent behavior
of captive monkeys and violent inner city youths. Of
course, such flippant application of laboratory data to
humans is unwarranted. Furthermore, the data do not even
reveal anything about innate monkey behavior. Their
violence is unnatural--caused by the researchers
themselves--and reflects the pain and suffering provoked
by laboratory confinement.
Biomedical Research Risks
Findings in many areas of research, such as
polio, bypass surgery, organ transplantation, were
distorted by use of nonhuman primates as models for human
diseases. Nevertheless, few scientists openly question
animal experimentation's reliability, because powerful
research bureaucrats and academicians regard any serious
challenge to this multi-billion dollar institution with
vitriol, effectively silencing most criticism. The
Medical Research Modernization Committee has documented
cases of those ignoring the implicit warnings suffering
professional harassment, ranging from ridicule and
contempt to loss of funding or dismissal.
Public Health Research for the
Future
Over the last several decades, federal funding
priorities have shifted from learning about human
diseases through direct observation of human patients to
performing non-clinical experiments, particularly on
animals and cells. In 1987 only 7.4 percent of new
National Institutes of Health (NIH) grants were directed
for patient-oriented research; only 4.5 percent of
1990-1991 NIH grants funded basic research involving
human subjects. Animal experiments involve manipulating
different variables to create a condition that mimics--in
some of its aspects--a naturally occurring disease in
humans. This approach cannot enlighten us about human
diseases, which invariably differ from experimentally
induced conditions in cause, course, and symptoms. Only
human clinical inves tigation can definitely reveal the
cause of human disease.
In
order to uncover the causes of cancer, heart disease,
stroke, and other major killers, researchers should seek
to identify the biochemical, physiological, andcal, and
environmental characteristics of individuals with these
diseases. American health officials would do well to
consider Sweden's system, which assigns newborn infants
tracking numbers and records medically relevant events
throughout their lives. Theories derived from human
clinical material--including medical histories,
biochemical analyses of cells, tissues, and organs, and
autopsies--are directly relevant to human anatomy,
physiology, and pathology.
Recommendations
Experimentation on nonhuman primates should be
sharply curtailed.
To
accomplish this, we recommend that the federal government
take these actions:
- Close the primate center system of
the National Center for Research Resources.
- Reallocate freed base-grant
funding to research on the environmental causes of
human diseases.
- Mandate that nonhuman primates
currently at primate research centers be transferred
to environments--such as suitable animal
sanctuaries--that best serves their needs.
- Eliminate EPA regulations that
mandate animal testing.
- Expand the funding to develop
in-vitro tests using human cells and tissues.
- Expand epidemiological and public
health research and add additional clinical
investigators as NIH officials.
- Include at least one sociologist,
anthropologist, or social psychologist to the study
section memberships of the National Institute on Drug
Abuse, National Institute on Aging, National Institute
of Mental Health, and National Institute on Child and
Human Development.
- Include at least one public-health
biostatistician and one human pathologist on the study
sections of the National Cancer Institute, National
Institute of Allergy and Infectious Disease, National
Heart Institute, Lung and Blood Institute, and General
Medical Sciences Institute.
To order a copy of the full report,
Aping Science, send a check in the amount of $12.00 to
the
Medical
Research Modernization Committee
20145 Van Aken Blvd #24
Shaker Heights, OH 44122
(216) 283-6702 (phone and fax)
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